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미국 증권거래위원회의 증권사기 제재 수단에 대한 고찰 - 불공정거래의 일원적 제재 체계에 대한 문제 의식을 바탕으로

최자유 2022년

논문상세정보
인용/피인용
' 미국 증권거래위원회의 증권사기 제재 수단에 대한 고찰 - 불공정거래의 일원적 제재 체계에 대한 문제 의식을 바탕으로' 의 주제별 논문영향력
논문영향력 선정 방법
논문영향력 요약
주제
  • Asset Freeze
  • Illicit Profit
  • Parallel Proceeding
  • Penalty Surcharge of Unfair Securities Trading
  • ceaseanddesistorder
  • civilpenalty
  • injunction
  • securities and exchange commission
  • securities fraud
  • unfair securities trading
  • 금지명령
  • 민사제재금
  • 병행 절차
  • 부당이득금
  • 불공정거래
  • 불공정거래 과징금
  • 유지명령
  • 자산동결
  • 증권거래위원회
  • 증권사기
동일주제 총논문수 논문피인용 총횟수 주제별 논문영향력의 평균
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' 미국 증권거래위원회의 증권사기 제재 수단에 대한 고찰 - 불공정거래의 일원적 제재 체계에 대한 문제 의식을 바탕으로' 의 참고문헌

  • 증권감독원, 민사제재금제도 도입 추진
  • 불공정거래자에 민사제재금 부과 검토 … 증권감독원
  • 불공정거래 제재 강화를 위한 과징금 도입(‘20.9.15. 윤관석 의원 대표발의)이 추진됩니다
  • 법무부, 증선위 자리요구 … 주가조작 과징금제 무산
  • 미국 SEC의 증권규제 권한 범위에 관한 연구－Lucia v. SEC 판례에서 행정법판사(Administrative Law Judge)의 헌법상 지위에 대한 논쟁을 중심으로－
    김자봉 [2019]
  • Will Fifty Years of the SEC’s Disgorgement Remedy Be Abolished?
  • Unfit for Duty : The Officer and Director Bar as a Remedy for Fraud
  • US Congress Affirms and Expands SEC’s Disgorgement Authority in Annual Defense Spending Bill
  • The Supreme Court Takes on SEC Disgorgement
  • The SEC’s Suspension and Bar Powers in Perspective
  • The SEC’s Shift to Administrative Proceedings: An Empirical Assessment
  • The SEC’s New Powers Under the Securities Enforcement Remedies and Penny Stock Reform Act of 1990
  • The SEC and Civil Injunctions: It’s Time to Give the Commission an Administrative Cease and Desist Remedy
  • Supreme Court approves SEC disgorgement with limits
  • Summary of Administrative Law Judge Responsibilities
  • Speech by SEC Staff: Insider Trading - A U.S Perspective
  • Six months after Liu: The SEC and disgorgement
  • Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding
  • Securities Fraud, Officer and Director Bars, and the “Unfitness” Inquiry after Sarbanes-Oxley
    Jon Carlson [2009]
  • SEC’s ‘Obey-the-Law’ Injunction: Is it Ever Possible To Vacate?
  • SEC’S balancing act, Financial Penalties Against Corporations
  • SEC/DOJ parallel proceedings : Comtemplating the Property of Recent Judicial Trends
  • SEC “Obey-the-Law” Injunctions Held Invalid
    Noam Noked [2012]
  • SEC cease-and-desist orders
  • SEC and Other Permanent Injunctions-Standards for Their Imposition Modification and Dissolution
  • SEC and CFTC Administrative proceedings
    Gideon Mark [2016]
  • SEC Wins With In-House Judges
  • SEC Obtains Asset Freeze and Other Relief in Halting Penny Stock Scheme on Twitter
  • SEC Injunctions: A New Standard?
  • SEC Compliance and Enforcement Answer Book 2021
  • SEC Compliance and Enforcement Answer Book 2021
  • SEC Compliance and Enforcement Answer Book 2021
  • SEC Charges Three in North Carolina With Insider Trading
  • SEC Charges Three Individuals with Insider Trading
  • SEC Charges Three Canadian Citizens in Fraudulent Penny Stock Scheme
  • SEC Charges Biopharmaceutical Company Employee with Insider Trading
  • Remedies and Relief in SEC Enforcement Actions
  • Patterns of SEC Enforcement Under the 1990 Remedies Act : Civil Money Penalties
  • Oh, What a Relief Liu Is: Liu v. SEC and Relief Defendant Disgorgement
  • Navigating a Litigated SEC Administrative Proceeding
  • Insider traders in U.S. face longer prison terms, Reuters analysis shows
  • Ex-SAC manager gets nine year sentence for insider trading
  • Elon Musk Settles SEC Fraud Charges; Tesla Charged With and Resolves Securities Law Charge
  • Disgorgement in Securities Fraud Action Brought by the SEC
  • Deutsche Bank Agrees to Pay over $130 Million to Resolve Foreign Corrupt Practices Act and Fraud Case
  • Congress Amends Exchange Act, Expanding SEC Enforcement Power
  • Civil Penalties Against Public Companies in SEC Enforcement Actions, An Empirical Analysis
  • Calculating Civil Penalties
  • Ancillary Relief in Federal Securities Law : A study in Federal Remedies
  • An Officer Walks into a Bar: Acknowledging the Need for Deterrence in Officer and Director Bars
  • An Investment Masquerade: A Descriptive Overview of Penny Stock Fraud and The Federal Securities Laws
  • All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets
  • Addressing the SEC’s Administrative “Home Court” Advantage in Enforcement Proceedings
  • A Tale of Two Enforcement Venues: Determinants and Consequences of the SEC’s Choice of Enforcement Venue After the Dodd-Frank Act
    Xin Zheng [2020]