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'
자본시장에서의 이익충돌에 관한 연구' 의 주제별 논문영향력
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주제별 논문영향력
' 자본시장에서의 이익충돌에 관한 연구' 의 참고문헌
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회사법의 해부, 김건식 외 역, 소화, [Reinier Kraakman
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회사기회의 법리에 관한 연구, 서울대학교 박사학위논문
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형법총론 (제8판)
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형법각론(제9판)
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한국증권법학회, 자본시장법 주석서 I, 박영사[한국증권법학회(2009)] [2009]
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한국증권법학회, 자본시장법 주석서 I (개정판), 박영사[한국증권법학회 (2015)] [2015]
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한국상사법학회, 주식회사법대계, 법문사[한국상사법학회(2013)] [2013]
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한국기업지배구조원 자본시장연구원스튜어드십 코드 도입방안 공청회 자료집 [한국지배구조원 자본시장연구원(2015)] [2015]
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프레데릭 메이틀란드, 신탁과 법인의 역사, 현병철 최현태 역, 세창출판사, [프레데릭 메이틀란드현병철 최현태 역(2008)] [2008]
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투자은행과 이해상충
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투자은행 – 이론 정책 전략
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칸트, 윤리형이상학, 백종현 역, 아카넷, [임마누엘 칸트
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채권각론 (제6판), 박영사
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재정경제부, 금융투자업과 자본시장에 관한 법률(가칭) 제정방안 [재정경제부자본시장법 제정방안(2006)] [2006]
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자본시장통합법연구회, 자본시장통합법해설서, 한국증권업협회[자본시장통 합법연구회(2007)] [2007]
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박사
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박사
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자본시장법과 불공정거래
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박사
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자본시장과 금융투자업에관한 법률 제정안 공청회 등을 통한 의견수렴 결과 [재정경제부자본시장법 의견수렴결과(2006)] [2006]
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자본시장과 금융투자업에 관한 법률안 설명자료 [재정경 재정경제부자본시장법 법률안 설명자료(2006)] [2006]
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자본시장과 금융투자업에 관한 법률 제정안 축조 설명자료 [재정경제부자본시장법 축조설명자료(2006)] [2006]
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자본시장과 금융투자업에 관한 법률 제정안 설명자료 [재정경제부자본시장법 제정안 설명자료(2006)] [2006]
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인수인의 책임에 관한 연구 - 게이트키퍼 책임을 중심으로 한 분석
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새라 워딩턴, 형평법, 임동진 역, [새라 워딩턴임동진 역(2009)] [2009]
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비교사법학회, 전문가책임과 주의의무 – 선관의무와 충실의무를 중심으로, 창립 20주년 기념 동계학술대회 자료집[비교사법학회(2015)] [2015]
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법무부, 신탁법 해설[법무부(2012)] [2012]
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론 처노, 금융제국 J.P. 모건의 역사 I II, 강남규 역, 플래닛[론 처노(2007)] [2007]
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금융투자업자의 주의의무에 관한 연구
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금융위원회, 자본시장과 금융투자업에 관한 법률 시행령 주요 설명자료 [금융위원회자본시장법 시행령 설명자료(2008)] [2008]
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금융법 3. 자본시장법(1)
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국회입법조사처 서울대학교 금융법센터, 자산운용산업 규제의 방향-수탁자책임과 산업구조의 합리화를 위하여, 국회입법조사처 서울대학교 금융법센터[국회입법조사처 서울대학교 금융법센터(2015)] [2015]
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국민연금연구원국민연금 기금운용지침 개선방안 [국민연금연구원 (2014)] [2014]
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광장신탁법연구회, 주석 신탁법(제2판)[광장신탁법연구회(2016)] [2016]
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개미들의 변호사 배짱기업과 맞짱뜨다
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金融法律研究会, 「金融機関における利益相反の類型と対応のあり方」『金融法務 研究会報告書』, 金融法務研究会事務局 , 2010 [金融法律研究会(2010)]
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金融商品取引法研究会, 「金融商品取引業における利益相反 ―利益相反管理体制の 整備義務を中心として」金融商品取引法研究会 研究記録第３２号, 2011 [金融商品取引法研究会(2011)]
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金融取引におけるフィデュシャリー研究会, 「金融取引の展開と信認の諸相」, 『金融研究』第29巻第4号, 2010 [金融取引におけるフィデュシャリー研究 会(2010)]
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萬澤陽子, 「米国のおける利益相反に対する法的アプローチについて」, 『証券レ ビュー』第50巻第8号, 2010年 [萬澤陽子(2010)]
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神田秀樹, 「いわゆる受託者責任について―金融サービス法への構想―」, 財務省 財務総合政策研究所編『フィナンシャル•レビュー』, 第56号, 2001 [神田 秀樹(2001)]
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神作裕之, 「金融商品取引業における利益相反―利益相反管理体制の整備義務を中 心として―」, 『金融商品取引研究記録』第32号, 日本証券経済研究所, 2010 [神作裕之(2010)]
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潮見圭男, 「証明義務情報提供義務と自己決定」, 『判例タイムズ』1178号, 2005 道垣內弘人, 『信託法理と私法体系』, 有斐閣, 1996年 [道垣內弘人(1996)]
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江頭 憲治郎, 『株式会社法 〔第6版〕』, 有斐閣, 2015 [江頭 憲治郎(2015)]
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樋口範雄, 『フィデュシャリー「信認」の時代―信託と契約―』, 有斐閣, 1999 [樋 口範雄(1999)]
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植田 淳, 『英米法における信認関係の法理―イギリス判例法を中心として―』, 晃 洋書房, 1997 [植田 淳(1997)]
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木下正俊, 「金融商品の販売勧誘ルールとしての説明義務と適合性原則について」, 『広島大学院論集』5号, 2009 [木下正俊(2009)]
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日本版スチュワードシップ・コードに関する有識者検討会, 「責任ある機関投資 家」の諸原則 ≪日本版スチュワードシップ・コード≫ (2014.2.26.)
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新井 誠, 신탁법 (제3판), 안성포 역, 전남대학교 출판부, [아라이 마코토안 성포 역(2011)] [2011]
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利益相反研究会 編, 『金融取引における利益相反【総論編】』,『NBL』第125号 2009 [利益相反研究会(2009a)]
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『회사법 연구(I)』
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「은행법원론(제2판)」
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「상법강의 (제5판)」
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“파생금융상품 거래시 고객에 대한 설명⋅조언의무－독일 연방대법원 판 결(BGH, Urt v. 22. 3. -XI ZR 33/10)을 중심으로－”
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“파생결합증권거래와 민법 제150조(조건성취, 불성취에 대한 반신의행위)”
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“투자중개⋅매매업자의 주의의무에 관한 연구－ 미국 Broker⋅Dealer의 의무를 참조하여”
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“투자자문업자의 주의의무”
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“투자은행의 이해상충”
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“증권회사에 발생하는 이익충돌과 정보유용의 문제 : 공시와 승인, 상 관습, 면책약관, Chinese Wall 의 적용 – 영국의 경험을 중심으로”
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“주식회사의 이사의 충실의무론 – 영미법을 중심으로”
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“주가연계증권에 있어서 발행사와 투자자사이의 이해상충”
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“재벌총수의 사익추구행위와 회사법”
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“자산운용사의 투자자보호의무-신인의무를 중심으로”
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“자본시장통합법상 자금수탁자의무의 전면적인 도입필요성”
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“자본시장통합법상 이해상충방지체제에 관한 제언: 미국의 규제원칙을 참조하여”
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“자본시장법상 이해상충방지체제 정비 방안”
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“자본시장법상 이해상충 방지에 관한 연구”
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“자본시장법상 불공정거래와 보호법익”
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“자본시장법상 공정성실의무에 관한 고찰”
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“자본시장과 금융투자업에 관한 법률 제정안의 주요 내용 해설”
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“이사의 충실의무의 체계화에 관한 연구”상사판례연구 제26집 제4권 (상사판례연구회, [유영일(2013)] [2013]
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“이사의 충실의무의 강행성 여부와 충실의무에 대한 사적 자치: 신탁충실의무법의 보충적 적용을 중심으로”비교사법 제22권 제3호 (비교사 법학회, [이중기(2015a)] [2015]
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“이사의 충실의무와 영미법상의 신인의무(Fiduciary duty)”
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“의제신탁(Constructive Trust)의 이해”
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“위임과 신탁: 수임인과 수탁자 의무를 중심으로”
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“연금기금의 책임비율산정에 관한 시론(試論)”
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“신탁법상의 충실의무에 관한 소고”
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“신세계 대표소송의 몇 가지 쟁점 :경업, 회사기회유용, 자기거래”
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“새로운 투자자보호법제로서의 자본시장통합법”
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“부정거래 규제 수준에 있어서 한국과 미국의 비교법적 고찰 -골드만삭 스 사건과 키코 사건의 처리를 중심으로”
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“미국에서의 은행법과 증권업의 겸영제한”
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“기관투자자의 신인의무”
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“기관투자자로서 연금제도의 개선과제-국민연급과 퇴직연금을 중심으로”
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“금융회사 내부통제의 금융법상 지위-규제의 내부화․민영화의 관점에서-”
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“금융소비자 보호와 자본시장법의 과제, 기업법연구 제22권 제4호 (기 업법연구회
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“금융상품거래와 신뢰－자본시장법상 투자권유규제의 의의와 한계”
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“금융규제개혁과 금융소비자보호”
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“고객보호의무법리에 대한 연구”증권법연구 제11권 제1호 (한국증권법 학회, [최승재(2010)] [2010]
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“「금융소비자보호에 관한 법률안」상의 판매행위 규제에 관한 검토”
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“「금융소비자보호법」제정안의 판매관련 금융소비자보호의 의의와 한계”
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“‘지배권 프리미엄’의 표현으로서의 다수지배원칙과 통제장치로서의 ‘지배주주 충실의무”
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“KIKO사건에 관한 대법원 전원합의체 판결의 논점 －적합성 원칙과 설명 의무를 중심으로(하)－”
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“EU Markets in Fiancial Instruments Directive II 의 투자자문업자의 이익상 충방지의무에 관한 소고”
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“ELS 분쟁의 현황과 법적 쟁점”
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_______________, “Proprietary Trading: Of Scourges, Scapegoats, and Scofflaws”, 81 U. Cin. L. Rev. 387 (2013) [Onnig Dombalagian(2013)]
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_______________, “Breach of Fiduciary Duty: On Justifiable Expectations of Loyalty and their Consequences”, 48 Ariz L. Rev. 925 (2006) [Deborah Demott(2006)]
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______________, “When the Fiduciary Duty Arises”, 121 L.Q.R 452 (2010) [James Edelman(2010)]
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______________, “The Strict Character of Fiduciary Liability”, 2006 New Zealand Law Rev. 209 (2006) [Robert Flannigan(2006b)
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______________, “The Self-Regulation of Investment Bankers”, 83 Geo. Wash. L. Rev. 101 (2014) [Andrew Tuch(2014b)]
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______________, “The Boundaries of Fiduciary Accountability”, 83 Canadian Bar Review 35 (2004) [Robert Flannigan(2004)]
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______________, “Resolving Conflicts of Duty in Fiduciary Relationships”, 54 Am. U. L. Rev. 75 (2004) [Arthur Laby(2004)]
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_____________. “The Failure of Investor Protection”, 81 U. Cin. L. Rev. 421 (2012) [Tamar Frankel(2012)]
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_____________, “Uniform Acts, Restatements, and Trends in American Trust Law at Century’s End”, 88 Cal L. Rev. 1877 (2000) [Edward Halbach(2000)]
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_____________, “Understanding Enron: It’s About the Gatekeepers, Stupid”, 57 BUS. LAW. 1403 (2003) [John Coffee(2003)]
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_____________, “Trusting Trustees: Fiduciary Duties and the Limits of Default Rules”, 94 Geo. L.J. 67 (2005) [Melanie Leslie(2005b)]
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_____________, “Toward Universal Fiduciary Principles- 39 Queen's L.J. 391 (2014) [Tamar Frankel(2014)]
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_____________, “The SEC and the Madoff Scandal: Three Narratives in Search of a Story”, 2009 Mich. St. L. Rev. 899 (2009) [Donald Langevoort(2009)].
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_____________, “The Relationship between equitable and statutory 'best interests' obligations in financial services law”, (2013) 7 Journal of Equity” [Pamela Hanrahan(2013)]
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_____________, “The Regulation of Brokers, Dealers, Advisers and Financial Planners”, 30 Rev. of Banking and Financial L., 123 (2011) [Tamar Frankel(2011)]
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_____________, “The Political Economy of Dodd Frank: Financial Reform Tends to be Frustrated and Systemic Risk Perpetuated”, 97 Cornell L. Rev. 1019 (2012) [John Coffee(2012)]
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_____________, “The New Concept of Loyalty in Corporate law”, 43 U.C. Davis L. Rev. 457 (2009) [Andrew Gold(2009)]
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_____________, “The Nature and Function of Fiduciary Loyalty”, 121 The Law Quarterly Review 452 (2005) [Matthew Conaglen(2005)]
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_____________, “The Fiduciary Obligation as the Adoption of Ends”, 56 Buff L Rev 99 (2008) [Arthur Laby(2008)]
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_____________, “The Economics of Fiduciary Accountability”, 32 Del. J. Corp. L. 393 (2007) [Robert Flannigan(2007)]
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_____________, “The Core Nature of Fiduciary Liability”, 2009 N.Z. L. Rev. 375 (2009) [Robert Flannigan(2009)]
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_____________, “The Contractarian Basis of the Law of Trusts”, 105 Yale L.J. 25 (1995) [John Langbein(1995)]
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_____________, “Testimony of Professor Coffee Before the Subcommittee on Crime and Drugs of the United States Committee on the Judiciary”, Hearing on S.3217 “Wall Street Fraud and Fiduciary Duties :Can Jail Time Serve as an Adequate Deterrent for Willful Violations?” (2010. 5. 4.)
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_____________, “Taming the Animal Spirits of the Stock Markets: A Behavioral Approach to Securities Regulation”, 97 Northwestern Univ. L. Rev. 135 (2002) [Donald Langevoort(2002)]
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_____________, “Selling Advice and Creating Expectations: Why Brokers Should be Fiduciaries”, 87 Wash. L. Rev. 707 (2012) [Arthur Laby(2012)]
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_____________, “Securities Underwriters in Public Capital Markets: The Existence, Parameters and Consequences of the Fiduciary Obligation to Avoid Conflicts”, 7 J. CORP. L. STUD. 51 (2007) [Andrew Tuch(2007)]
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_____________, “SEC v. Capital Gains Research Bureau and the Investment Advisers Act of 1940”, 91 B.U. L. Rev. 1051 (2011) [Arthur Laby(2011)]
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_____________, “Reputational Risk and Conflict of Interest in Banking and Finance : The Evidence So Far”, INSEAD Faculty & Research Working Paper 2007/02/EPS (2007) [Ingo Walter(2007)]
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_____________, “Reforming the Regulation of Broker-Dealers and Investment Advisers”, 65 Bus. Law. 395 (2010) [Arthur Laby(2010b)]
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_____________, “Proprietary Remedies for Breach of Fiduciary Duty. Cambridge Law Journal, vol. 73 no.3 (2014) [Matthew Conaglen(2014)
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_____________, “Multiple Loyalties and the Conflicted Fiduciary”, 40 Queen's L.J. 301 (2014) [Paul Miller(2014)]
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_____________, “Multiple Gatekeepers”, 96 Va. L. Rev. 1583 (2010) [Andrew Tuch(2010)]
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